I am the Director of Advisor Transitions and since the firm’s inception in 2003, I have made significant contributions towards INC Advisors’ growth. With over 18 years of experience in the brokerage and advisory industry, I am the principal facilitator of Advisor Onboarding to LPL and the INC Advisors network. I provide daily operational expertise to both advisors and their staff as well as direct and indirect support to clients, while dedicated to the highest standards of delivery and satisfaction. I help to coordinate the compliance aspects of branch practices, policies and operational infrastructure with both LPL Policy and Regulatory Agencies.
I have a Bachelors of Science from Marist and also hold my series 7 and 66 licenses with LPL Financial.
During my career with INC Advisors, I have been involved in many aspects from building a branch; coordinating infrastructure and building relationships – ALL which help in creating an environment where advisors can be successful and transition their career so they can take charge of their own business. I find great pleasure being a part of their success.
We are in an environment where there is constant change…..change in regulation, change in direction, change in the people that surround us. I think it’s important to keep it simple and strive for success in the things that are complex. I’m most inspired when I am surrounded by good company with whom I can continuously learn from and whom have a positive influence in my personal life and professional career.
As a very active mom and wife, I devote my free time to my family and my community. I love spending time with my family and friends. These are vital years I get to spend with my girls and I’m passionate in developing an environment that will bring out the best in them.
Favorite quote: Life is too precious to waste doing anything less than what makes us happy.
Favorite food: Korean BBQ