Exceptional Culture is at
The Core of Who We are

Thank you for taking the time to investigate the world of possibilities with the Independent Network of Consultants & Advisors (INC Advisors).

As an elite financial advisor, you have already achieved success and have many choices. For decades, the progression of successful advisors has led to a migration toward the independent business model. The growth of, and interest in, the independent model is even more prevalent today.

Going independent doesn’t mean you have to go it alone. INC Advisors has an excellent reputation and a healthy track record of success. As an independent advisor, you will gain the flexibility, transparency and control that only can be realized as a small business owner. We believe this allows you to better serve your clients.

We’ve developed a turnkey proprietary model for helping your business grow and a culture of unified independence that provides you with a variety of solutions. Our economies of scale, financial strength, stability and breadth of wealth management services offers those advisors who embrace a growth mindset the continued opportunity to thrive and compete today and in the future.

There are many independent models to consider when evaluating such an important career decision. Therefore, we promise you that all of our conversations will be confidential, transparent and always with your best interest in mind. We have worked in every channel of the wealth management business; as such we are able to provide a deep understanding and broad perspective of the challenges and opportunities that come with making a move.

We look forward to an engaging conversation with you.

Our Experience and Unparalleled
Track Record is a Differentiator

Proven leadership and experience throughout our careers has produced significant results in all three wealth management channels — Wirehouse, IBD/RIA and Bank Trust.

Richard Dragotta, ChFC®, CRPC®

President and COO

  • Founder President & Chief Operating Officer of INC Advisors
  • 25+ wealth management industry leader and financial advisor (Merrill Lynch, UBS)
  • Expertise: Compliance, Operations, Marketing, Products/ Services, Technology, Succession, Acquisitions, Registered Investment Advisor (RIA) Financial Management
  • Learn more about Richard and the INC Advisors’ Team

Rick Capozzi

CEO

  • Founder of Capozzi Advisory Group, international keynote speaker, coach and author
  • 35+ year C-suite executive (Morgan Stanley, Merrill Lynch, UBS, Wells Fargo, TD Bank)
  • Expertise: Strategy, HNW Client Acquisition, Coaching, Practice Management, Leadership Development, Team Effectiveness, Increasing Enterprise Value
  • Learn more about Rick and the INC Advisors’ Team

Our Vision

We aim to be a national premier wealth management firm —
delivering unparalleled service and a commitment to excellence

We believe there is no other firm that combines this level of expertise and experience while giving you the ability to control your business.

  • Our firm was founded in 2003. Since then, we have flourished and are now one of the largest enterprises affiliated with LPL Financial.
  • We offer best-in-class infrastructure, practice management and support staff
  • We have the flexibility to offer multiple affiliation models, customized to suit your business.
  • We currently have $5BN in AUM, operate in multiple states across the U.S. and have an exceptionally talented professional support team.

We are passionate about
making a difference in people’s lives

The staff and consultants of INC Advisors may be Registered Representatives with the LPL Financial. Securities are offered through LPL Financial – Member FINRA / SPIC. INC Advisors is a separate entity from LPL Financial. The LPL Financial registered representatives associated with this website may discuss and/or transact securities business with residents in all 50 states of the United States of America.